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Securities Brokerage World
News
- Macquarie Says Investment Bank, Securities Earnings Set to Drop on Markets
Macquarie Group Ltd. , Australias biggest investment bank, said its advisory, securities, fixed income and commodities businesses are set to report lower earnings as global markets falter and deals dwindle.
securities brokerage 31 Jul 2010 - What SEC Sources Say About FinReg and FOIA
The impetus for the Securities and Exchange Commission to seek broader exemptions from public-disclosure law in the new Dodd-Frank financial-reform law came from a concern that the SEC must keep confidential the proprietary data it picks up in its examinations of financial concerns, SEC sources say. The SEC intends for the provision only to be used to protect the confidentiality of data the ...
securities brokerage 31 Jul 2010 - Chalco, Citic Securities, Sinochem, Yanzhou Coal: Chinese Equity Preview
The following companies may have unusual price changes in China trading. Stock symbols are in parentheses, and share prices are as of the last close.
securities brokerage 31 Jul 2010 - Local man booked on securities fraud charges
MONTGOMERY, Ala. Joseph P. Borg, Director of the Alabama Securities Commission; and, Judy A. Newcomb, District Attorney for the 28th Judicial Circuit, Baldwin County, announced Tuesday that Richard James Tucker, a Baldwin County resident, was arrested for multiple violations of the Alabama Securities Act.
securities brokerage 31 Jul 2010 - Lehman, AbitibiBowater, Esmerian, Centaur, Storm King Golf: Bankruptcy
Lehman Brothers Holdings Inc. and brokerage unit Lehman Brothers Inc. face a tax liability of as much as $283 million if they retain residual interests in real- estate mortgage investment conduits known as Remics.
securities brokerage 31 Jul 2010 - CITIC Securities finds buyers for China Securities stake
SHANGHAI, July 30 (Reuters) - China's CITIC Securities Co <600030.SS> said on Friday it had two buyers for its 53 percent stake in China Securities, one of its brokerage units.
securities brokerage 31 Jul 2010 - Suit blames Mets owners for Madoff-related losses
The owners of the New York Mets should be held accountable for letting their workers put more than $16 million in 401(k) assets into accounts controlled by jailed financier Bernard Madoff, a widow said in a lawsuit filed Friday.
securities brokerage 31 Jul 2010
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