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Its been over a year since the SEC approved Regulation SHO, designed to supposedly alleviate the ... Investing 101 - Jul 13, 2005 - Printable Version - Forget SEC "Regulations"
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SEC Weighs 2 Money Market Fund Proposals
The chairman of the Securities and Exchange Commission is eyeing two potential plans to bolster the stability of money market funds, but their fate remains uncertain due to internal disagreement at the SEC over the need for more regulations. sec regulations 11 Feb 2012
SEC avoids tough sanctions on big banks
WASHINGTON - Even as the Securities and Exchange Commission has stepped up its investigations of Wall Street in the last decade, the agency has repeatedly allowed the biggest firms to avoid punishments specifically meant to apply to fraud cases. sec regulations 11 Feb 2012
SEC weighs two money market fund proposals
(Reuters) - The chairman of the Securities and Exchange Commission is eyeing two potential plans to bolster the stability of money market funds, but their fate remains uncertain due to internal disagreement at the SEC over the need for more regulations. Last month, agency staff circulated early drafts for either a capital buffer or a floating fund valuation, both aimed at preventing runs on ... sec regulations 11 Feb 2012
SEC Proposes New Money Market Reforms
Fairholme manager defends portfolio, personnel moves, and more. sec regulations 11 Feb 2012
SEC & CFTC: Broken budget process hurts Wall Street reform
SEC & CFTC: Broken budget process hurts Wall Street reform sec regulations 11 Feb 2012
SEC Pushes Forward With Radical Money Market Reforms
Read full story for details. sec regulations 11 Feb 2012
SEC advisory panel concerned about crowdfunding
An advisory committee urged U.S. securities regulators on Wednesday to relax outdated rules that trigger public financial reporting for companies, but it stopped short of backing a new capital-raising ... sec regulations 11 Feb 2012
Fidelity fights SEC money-market fund proposals
The money-market fund manager warns that more than half of its money fund clients would move all or some of their assets out of the investments if the net asset value of the funds was allowed to fluctuate. sec regulations 11 Feb 2012
SEC Plays "Patty Cake" with Big Banks
We've been demanding for years now answers to a core question coming from the financial collapse of 2008. Why have the securities regulators, namely the Securities and Exchange Commission, failed to punish the Wall Street banks that fueled the mortgage crisis by underwriting toxic mortgages and selling them to the public? Well, now we know ... sec regulations 11 Feb 2012
Purisima says SEC move to revoke Prudentialife's license 'wise'
Finance Secretary Cesar Purisima said that the Securitires and Exchange Commission (SEC) was right in revoking Prudentialife's permit to sell in 2009 after failing to meet a required capital and trust fund build-up. sec regulations 11 Feb 2012