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TPG Capital LLP - Offer for GlobeOp Financial Services
? NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION IN WHOLE OR IN PART, IN, INTO OR FROM ANY JURISDICTION WHERE TO DO SO WOULD CONSTITUTE A VIOLATION OF THE RELEVANT LAWS OF SUCH JURISDICTION 1 February 2012 ... nasd registration 11 Feb 2012
UBS Broker Wins Expungement in FINRA Customer Arbitration Citing Loss of Potential Gains
In a Financial Industry Regulatory Authority (?FINRA?) Arbitration Statement of Claim filed in June 2011, public customer Salter, appearing pro se, alleged that Respondent UBS breach its fiduciary duty and failed to execute transactions in securities that were not identified in the Decision. nasd registration 11 Feb 2012
IRS Commissioner Shulman to Deliver Keynote Speech at Tax Council Policy Institute Annual Symposium
WASHINGTON, Jan. 24, 2012 /PRNewswire/ -- The Tax Council Policy Institute (TCPI) announced today that Douglas H. Shulman, commissioner of the Internal Revenue Service (IRS), will deliver the opening keynote ... nasd registration 11 Feb 2012